Capital Engine has filed a notice of an exempt offering of securities to raise $5 Million in New Funding.

According to filings with the U.S. Securities and Exchange Commission, Capital Engine is raising up to $5,000,000.00 in new funding. The federal securities law requires the notice to be filed by...

Craig Etkin

October 1, 2026 2 Min Read

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According to filings with the U.S. Securities and Exchange Commission, Capital Engine is raising up to $5,000,000.00 in new funding. The federal securities law requires the notice to be filed by companies that have sold securities without registration under the Securities Act of 1933 in an offering made under Rule 504 or 506 of Regulation D or Section 4(a)(5) of the Securities Act. A company must file this notice within 15 days after the first sale of securities in the offering. For this purpose, the date of first sale is the date on which the first investor is irrevocably contractually committed to invest. Each issuer of securities that sells its securities in reliance on an exemption provided in Regulation D or Section 4(a)(5) of the Securities Act of 1933 must file this notice containing the information requested with the U.S. Securities and Exchange Commission (SEC) and with the state(s) requiring it. If more than one issuer has sold its securities in the same transaction, all issuers should be identified in this filing with the SEC.

About Capital Engine
Capital Engine is a cutting-edge global fintech and investment bank specializing in private market solutions. It operates a robust network of retail-focused investment platforms, covering both primary and secondary markets, alongside an enterprise advisory arm and broker-dealer operations facilitated through acquisition of Mallory Capital Group. Capital Engine develops and operates advanced investment platforms designed to democratize access to private markets streamlining capital formation and investment processes. Backed by recent FINRA-approved acquisition of Mallory Capital Group ($10B+ raised), we provide broker-dealer and advisory services to companies seeking to access capital markets effectively including guidance on capital raising and deal structuring. Capital Engine powers the infrastructure and distribution for the $65T private markets shift, helping BDs, RIAs & Family Offices co-syndicate deals.

To learn more, visit http://www.capitalengine.io/
LinkedIn: https://www.linkedin.com/company/capitalengine/

Contact:
Bryan Smith, Chief Executive Officer
https://www.linkedin.com/in/bryansmith8/